Self-regulatory organization

Results: 1339



#Item
71Business / Self-regulatory organization / U.S. Securities and Exchange Commission / ACT / Economy of the United States / Elisse B. Walter / Trade Reporting And Compliance Engine / United States securities law / Financial Industry Regulatory Authority / Financial regulation

Putting Investors First Approaches to Investor Education at FINRA Asia Securities Forum – Panel 2 Osaka, Japan – September 29, 2011

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Source URL: www.asiasecuritiesforum.org

Language: English - Date: 2012-04-03 21:19:41
72Self-regulatory organizations / Government Accountability Office / Political economy / Public economics / Governmental Accounting Standards Board / Nonprofit organization / Single Audit / Governmental accounting / Government Finance Officers Association / Accountancy / Economy of the United States / United States Generally Accepted Accounting Principles

GOVERNMENT & NONPROFIT NEWS American Accounting Association PRESIDENT’S MESSAGE Susan C. Kattelus Eastern Michigan University

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Source URL: www2.aaahq.org

Language: English - Date: 2004-09-17 15:35:01
73Securities Commission Malaysia / Finance / Securities Commission / Financial planner / Securities regulation in the United States / Financial Services Authority / Financial system / Self-regulatory organization / Canadian securities regulation / Financial regulation / Government / International Organization of Securities Commissions

SECURITIES COMMISSION MALAYSIA REGULATORY PHILOSOPHY

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Source URL: www.sc.com.my

Language: English - Date: 2015-03-04 23:07:18
74Self-regulatory organizations / Mineral exploration / National Instrument 43-101 / Investment Industry Regulatory Organization of Canada / Economics / Mineral resource classification / Securities Commission of New Zealand / Business / Financial system / Economic geology / Mineral economics / Financial regulation

Presentation: Mineral Disclosure Standards Under NI[removed]Basics Pitfalls and Practical

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2015-02-06 00:24:03
75International Organization of Securities Commissions / Economy of the United States / Financial system / Business / United States securities law / Self-regulatory organizations / Financial Industry Regulatory Authority

Five Tips for Smart Investing

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Source URL: www.ifie.org

Language: English - Date: 2014-05-22 17:27:57
76Self-regulatory organizations / United States Generally Accepted Accounting Principles / Government Accountability Office / Political economy / Public economics / Governmental Accounting Standards Board / Financial Accounting Foundation / Certified Government Financial Manager / Nonprofit organization / Accountancy / Economy of the United States / Business

Government & Nonprofit News Volume 36 Number 1 ■ Spring 2014 Message from Terry Patton, Midwestern State University

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Source URL: www2.aaahq.org

Language: English - Date: 2014-06-19 12:40:52
77Self-regulatory organizations / Governmental Accounting Standards Board / Audit / Government Accountability Office / Nonprofit organization / Governmental accounting / Financial audit / Accountancy / Business / Auditing

Microsoft Word - Spring 2010 AAA GNP newsletter.doc

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Source URL: www2.aaahq.org

Language: English - Date: 2010-06-30 12:10:16
78Economics / Financial regulation / Self-regulatory organization / Insurance

Transitional arrangements relating to intermediaries registered with IARB

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Source URL: www.legco.gov.hk

Language: English - Date: 2014-11-21 04:33:04
79Communication / Marketing / Communication design / Graphic design / Self-regulatory organization / Regulation / Asia-Pacific Economic Cooperation / Advertising Standards Council of India / Advertising to children / Advertising / Business / Financial regulation

DIALOGUE ON ADVERTISING STANDARDS - PRINCIPLES AND PRACTICE Hanoi, 7-8 November 2012 Report to the APEC Committee on Trade and Investment On 7-8 November 2012 a Dialogue was held in Hanoi, Vietnam, amongst delegates from

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Source URL: blog.adstandards.com.au

Language: English - Date: 2012-12-19 00:41:05
80Finance / Financial Industry Regulatory Authority / Securities research / Securities Exchange Act / Financial analyst / U.S. Securities and Exchange Commission / Self-regulatory organization / Investment banking / Selling away / United States securities law / Financial system / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 12, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a

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Source URL: www.sec.gov

Language: English - Date: 2015-03-12 14:27:01
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